TD Bank Teller Jobs – Sr Audit Manager

Job Description:

Under the direction of the AVP Global AML Audit, the Senior Audit Group Manager Global AML assists with the development and execution of the annual audit plan. This includes all reporting requirements to management and various committees as well as a key point of contact and for all key stakeholders. In addition, the candidate will be responsible for the people management responsibilities and development of a team of AML/BSA internal audit professionals. Finally, the candidate will help to oversee all strategic, innovation and data analytics projects for the advancement of the internal audit activities. The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or division wide.

The Senior Audit Manager is accountable for providing specialized in-depth audit expertise and responsible for contributing to the planning, risk assessment and execution of audits and related processes enterprise and/or division wide.

Job Responsibilities:

  • Contributes to completion of the annual RAP and Annual Audit Plan for assigned area(s)
  • Participates in completion of the quarterly Control Dashboard process
  • Evaluates internal and external risks for assigned business lines
  • Provide AML/BSA/OFAC subject matter expertise, this includes industry best practices as well as key regulatory requirements with regards to the areas of AML/BSA/OFAC and Anti-Bribery and Anti-Corruption (ABAC).
  • May leads and execute audits and has an overall responsibility for the completion of the audit
  • May support audits for a particular business, function or project as a subject matter expertise
  • Communicates status and escalate issues
  • Help to innovate and oversee the strategic initiatives and projects for the group including the advancement of our
  • AML/BSA audit programs and data analytics strategies.
  • May contribute to, and/or review, area(s) of expertise in the final audit report following CAE review and approval
  • Participates in post-audit critique meeting
  • Clears review notes following each review
  • Key member in Centers of Excellence
  • Participates in continuous monitoring/call program
  • Highly specialized expert with in-depth knowledge to manage audits for multiple, significant complex businesses, functional areas and/or global business lines
  • Monitors business line projects
  • Provides meaningful recommendations to audit procedures and programs
  • Reviews reports from QA team, peer reviews and Regulator feedback and makes necessary enhancements, as required
  • Completes Post Audit Feedback Form for self
  • Communicates recommendations and process improvements to management in area(s) of expertise
  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
  • Directs, oversees, plans and executes efficient and effective audits to ensure appropriate coverage for areas of expertise

Qualification & Experience:

  • Advanced awareness of laws and regulations governing the banking industry that impact assigned area
  • Relevant certification required
  • Advanced level of critical thinking, risk based decision making, problem solving and conflict resolution skills
  • Thrives in fast-paced and challenging environments
  • 8+ years related experience required; Banking experience preferred
  • Assumes ownership and promotes accountability
  • Advanced functional audit knowledge and skills
  • Completes tasks timely and accurately
  • PC skills (MS Office Suite)
  • Adapts, promotes, and champions change
  • Excellent oral and written communication skills
  • Travel 35% or more
  • Bachelor’s degree required; Master’s degree preferred
  • Knowledge in subject matter areas
  • Works well independently and with others
  • Escalates issues and delays quickly
  • Effectively manages competing priorities for self
  • Proficient conflict resolution skills

Job Details:

Company: TD Bank

Vacancy Type:  Full Time

Job Location: Boston, MA, US

Application Deadline: N/A

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