Wells Fargo Job Openings – Transaction Reporting Analyst

Job Description:

Wells Fargo is seeking a Senior Institutional Investment Operations Specialist…

Job Responsibilities:

• Delivery timely and accurate MI to Operations & Compliance management.
• Issue Management and write ups.
• Liaise with senior regional stakeholders through Senior Stakeholder meetings.
• Help drive and close out items on the TR BOW, own and steer issues until resolution.
• Work with Traders and Salespeople to work through potential trade issues and violations.
• Work with Compliance and Legal team partners on rule interpretations for regulatory change.
• Monitoring and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations.
• Further enhance the control framework around transaction reporting processes
• Act as the link between business requirements and technology solutions.
• Co-ordinate testing support to regulatory change projects with local SMEs.
• Maintenance and enhancement of governance documents (eg. Process flows and procedures)
• Provide analytical support to regulatory change projects.

Job Requirements:

• The successful candidate will be self-motivated and have excellent experience in transaction reporting operations, covering MiFID and EMIR, and be able to demonstrate a working knowledge of both the regulations and reporting methodologies.
• Knowledge of transaction reporting operations including EMIR, MiFIR, SFTR.
• Experience of working with project stakeholders to deliver change. Proven track record of process improvements and project delivery.
• Solid communication and organizational skills – to work with local and remote Operations, Technology and Compliance stakeholders.
• Proficient with Microsoft Excel (VBA preferred).
• Ability to understand and translate regulatory rule changes and map to requirements.
• Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces.

Job Details:

Company: Wells Fargo

Vacancy Type: Full Time

Job Location: London, England, UK

Application Deadline: N/A

Apply Here

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